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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-02 |
| FL | RA | APPROVED | 2018-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 03/2015 | 11/2017 |
| Lowe'S Home Centers Llc | Albany | NY | 02/2014 | 01/2018 |
| Wells Fargo Clearing Services, Llc | Eustis | FL | 02/2018 | Present |
RENTAL PROPERTY, INV RELATED, ALBANY, NY, 100% OWNERSHIP, START 4/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-09 |
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