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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Eustis | FL | 11/2014 | 06/2024 |
| Securities America Advisors, Inc. | Eustis | FL | 03/2019 | 06/2024 |
| Osaic Wealth, Inc. | Eustis | FL | 06/2024 | Present |
| Osaic Wealth, Inc. | Eustis | FL | 06/2024 | Present |
1. DBA - PROSPERITY INVESTMENT SERVICES, INC. 2. YMCA POSITION: BOARD MEMBER NATURE: YMCA INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: OLD DAVID WALKER ROAD, TAVARES FL 32778 DESCRIPTION: VOLUNTEER 3. INSURANCE/PROSPERITY INVESTMENT SERVICES, INC. POSITION: Insurance Agent NATURE: INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1995 ADDRESS: 1804 East Orange Avenue, Eustis FL 32726 DESCRIPTION: Provide Insurance to clients that need this service. 4. PROSPERITY REAL ESTATE, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2003 ADDRESS: P. O Box 127, Eustis FL 32727, United States DESCRIPTION: Rental properties 5. THE UNITED WAY POSITION: Board Member NATURE: Non-profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 05/01/2024 ADDRESS: 32644 Blossom Lane, Leesburg FL 34788, United States DESCRIPTION: Board member-volunteer 6. FLORIDA A&M UNIVERSITY FOUNDATION INC POSITION: Volunteer Board member NATURE: Board Member for the Florida A&M University Foundation, Inc. FAMU is my alma matter. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 625 E. Tennessee Street, Suite 100, Tallahassee FL 32308-4933, United States DESCRIPTION: Serve as a volunteer Board member for the foundation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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