Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-10 |
| TX | RA | APPROVED | 2022-02-10 |
Branch Locations
4101 Lake Boone Trail Ste 110 [Satellite], Raleigh, NC 27607 • United States
107 Stokley Dr Suite 100, Wilmington, NC 28403 • United States
Wilmington, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 02/2022 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | NC | 02/2022 | Present |
OWL CREEK CAPITAL LLC, INV RELATED, WILMINGTON, NC, 100% OWNERSHIP, START 1/18/2022, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-22 |
Reach out to this advisor