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Jed L Willoughby

Ameriprise Financial Services, LLC

West Des Moines, IA

Clive, IA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-09-08
TX RA APPROVED_RES 2023-09-05
  • IA RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

1089 Jordan Creek Pkwy Ste 110, West Des Moines, IA 50266-5830 • United States

Clive, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. West Des Moines IA 05/2007 09/2023
Ameriprise Financial Services, Llc West Des Moines IA 08/2023 Present
Previous Registrations
  • 2006-08-12 → 2023-09-18
    Ubs Financial Services Inc.
    Sacramento, CA
    Lodi, CA
    Marysville, CA
    Sacramento, CA
    West Des Moines, IA
    Sacramento, CA
  • 1999-06-04 → 2006-08-12
    Piper Sandler & Co.
    Lodi, CA
    Sacramento, CA
    Marysville, CA
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-26
S63 Uniform Securities Agent State Law Examination 1983-10-31
  • S65 Uniform Investment Adviser Law Examination
    2000-06-26
  • S63 Uniform Securities Agent State Law Examination
    1983-10-31
Other Names
  • Jed Laurence Willoughby
  • Jed Willoughby

View on SEC IAPD

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KSA PARTNERS, LLC · WEST DES MOINES, IA
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