John William Metz

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-03
IA	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2016-05-03
IA RA
APPROVED

Since 1999-01-01

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Mitchellville, IA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Des Moines	IA	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Des Moines, IA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-28
S63	Uniform Securities Agent State Law Examination	1983-11-21

S65 Uniform Investment Adviser Law Examination

2016-10-28
S63 Uniform Securities Agent State Law Examination

1983-11-21

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

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