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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-16 |
| IA | RA | APPROVED | 2019-09-05 |
Branch Locations
13137 University Ave, Clive, IA 50325 • United States
Clive, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Des Moines | IA | 04/2009 | 09/2019 |
| Raymond James & Associates, Inc. | West Des Moines | IA | 09/2019 | Present |
(1)Name of Business: St. Francis of Assisi Church Address: 7075 Ashworth Road, West Des Moines , IA, 50266, United States Activity Type: Religious Position/Title: Other Investment Related: Yes Start Date: 03/25/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was asked to be on the finance council for our church. we would review the budget and help our pastor decide where to spend money for the upcoming year. I would have no access or control of any funds. I am also part of a handful of people who will help review the investment policy statement, make asset allocation and investment manager recommendations to the board. \nI do not have any trading authority related to these accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-05 |
| S66 | Uniform Combined State Law Examination | 1999-12-30 |
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