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Daniel Charles Herron

Raymond James & Associates, Inc.

Clive, IA

Urbandale, IA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-04
IA RA APPROVED 2015-06-19
  • TX RA
    APPROVED
    Since 2022-01-04
  • IA RA
    APPROVED
    Since 2015-06-19

Branch Locations

13137 University Ave, Clive, IA 50325 • United States

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Des Moines IA 06/2015 Present
Previous Registrations
  • 2011-01-03 → 2015-06-23
    Wells Fargo Clearing Services, Llc
    Clive, IA
    West Des Moines, IA
  • 2005-01-18 → 2011-01-03
    Wells Fargo Investments, Llc
    Clive, IA
    Clive, IA
    Clive, IA
    Johnston, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-29
  • S66 Uniform Combined State Law Examination
    2004-12-29
Designations

View on SEC IAPD

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ALLISON MAE MARK
BRYCE MITCHELL WHITAKER
NEVIN PATRICK CAVANAUGH
BRIAN DAVID GREFE

Other Offices

EDWARD JONES · CLIVE, IA
PALADIN WEALTH PARTNERS · CLIVE, IA
WELLS FARGO CLEARING SERVICES, LLC · CLIVE, IA
OSAIC WEALTH, INC. · CLIVE, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

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