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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-12-12 |
Branch Locations
13631 University Ave, Clive, IA 50325 • United States
6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 09/2023 | Present |
| Wells Fargo Bank, Na | West Des Moines | IA | 04/2022 | Present |
| Richdale Apartments | West Des Moines | IA | 05/2019 | 04/2022 |
| Center For Statistics And Applications In Forensic Science Csafe | Ames | IA | 05/2017 | 05/2019 |
| Hy-Vee | Chariton | IA | 05/2013 | 01/2017 |
| Iowa State University | Ames | IA | 08/2015 | 05/2019 |
| Iowa Event Center | Des Moines | IA | 11/2022 | Present |
IOWA EVENT CENTER; NOT INV RELATED; DES MOINES, IA; GUEST SERVICES ATTENDANT; START: 11/26/2022; 10 HOURS A MONTH; 0 DURING TRADING; SCAN TICKETS, USHER GUESTS TO SEATS, AND MONITOR GUEST BEHAVIOR FOR SPORTING AND OTHER EVENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-17 |
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