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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-15
NY RA APPROVED 2021-03-19
  • TX RA
    APPROVED
    Since 2026-07-15
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

30 Vesey St 9Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dicerbo Pcp & Associates New York NY 06/1981 Present
Penn Mutual Life Insurance Co New York NY 06/1981 Present
Hornor, Townsend & Kent, Inc. New York NY 06/1993 Present
  • 06/1981 → Present
    Dicerbo Pcp & Associates
    New York, NY
  • 06/1981 → Present
    Penn Mutual Life Insurance Co
    New York, NY
  • 06/1993 → Present
    Hornor, Townsend & Kent, Inc.
    New York, NY
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RFSNY, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007| START DATE: 01/01/2002 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 25-40 HRS | APPROX TRADING HRS PER MTH: 25-40 HRS | DESCRIPTION OF DUTIES: LIFE INSURANCE, DISABILITY AND EMPLOYEE BENEFIT SALES. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RAG RFS NY, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 09/2010 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 25-40 HRS | APPROX TRADING HRS PER MTH: 25-40 HRS | DESCRIPTION OF DUTIES: WRITING AGENT ON LIFE AND DISABILITY INSURANCE FOR THE DOCTOR MARKET. 3) INSURANCE BROKERAGE STUART APPEL LLC | INVESTMENT RELATED: NO | DBA NAME: STUART APPEL LLC | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 2016-04-18 | NATURE OF ACTIVITY: DISABILITY/HEALTH INSURANCE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 26-40 HOURS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR NON PENN MUTUAL PRODUCTS. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ROSENZWEIG FINANCIAL SERVICES OF FLORIDA | POSITION HELD: AGENT | ADDRESS: 1 N. FEDERAL HIGHWAY, SUITE 201 BOCA RATON, FL 33432 | START DATE: 9/9/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY INCLUDING :LIFE, DISABILITY AND LONG TERM CARE INSURANCE SALES. 5) INSURANCE BROKERAGE | DBA: STRATUS ASSOCIATES | POSITION: AGENT | NATURE: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 160 | START DATE: 11/07/2025 | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK NY 10007 | DESCRIPTION: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-21
  • S63 Uniform Securities Agent State Law Examination
    1994-07-21
Other Names
  • Stuart Alan Appel
  • Stuart Allen Appel

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