Stuart A Appel

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1981 → Present
  Dicerbo Pcp & Associates
  New York, NY
• 06/1981 → Present
  Penn Mutual Life Insurance Co
  New York, NY
• 06/1993 → Present
  Hornor, Townsend & Kent, Inc.
  New York, NY

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RFSNY, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007| START DATE: 01/01/2002 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 25-40 HRS | APPROX TRADING HRS PER MTH: 25-40 HRS | DESCRIPTION OF DUTIES: LIFE INSURANCE, DISABILITY AND EMPLOYEE BENEFIT SALES. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RAG RFS NY, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 09/2010 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 25-40 HRS | APPROX TRADING HRS PER MTH: 25-40 HRS | DESCRIPTION OF DUTIES: WRITING AGENT ON LIFE AND DISABILITY INSURANCE FOR THE DOCTOR MARKET. 3) INSURANCE BROKERAGE STUART APPEL LLC | INVESTMENT RELATED: NO | DBA NAME: STUART APPEL LLC | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 2016-04-18 | NATURE OF ACTIVITY: DISABILITY/HEALTH INSURANCE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 26-40 HOURS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR NON PENN MUTUAL PRODUCTS. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ROSENZWEIG FINANCIAL SERVICES OF FLORIDA | POSITION HELD: AGENT | ADDRESS: 1 N. FEDERAL HIGHWAY, SUITE 201 BOCA RATON, FL 33432 | START DATE: 9/9/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY INCLUDING :LIFE, DISABILITY AND LONG TERM CARE INSURANCE SALES. 5) INSURANCE BROKERAGE | DBA: STRATUS ASSOCIATES | POSITION: AGENT | NATURE: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 160 | START DATE: 11/07/2025 | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK NY 10007 | DESCRIPTION: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-21

Other Names

• Stuart Alan Appel
• Stuart Allen Appel