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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-15 |
| NY | RA | APPROVED | 2021-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dicerbo Pcp & Associates | New York | NY | 06/1981 | Present |
| Penn Mutual Life Insurance Co | New York | NY | 06/1981 | Present |
| Hornor, Townsend & Kent, Inc. | New York | NY | 06/1993 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RFSNY, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007| START DATE: 01/01/2002 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 25-40 HRS | APPROX TRADING HRS PER MTH: 25-40 HRS | DESCRIPTION OF DUTIES: LIFE INSURANCE, DISABILITY AND EMPLOYEE BENEFIT SALES. 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: RAG RFS NY, LLC | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 09/2010 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 25-40 HRS | APPROX TRADING HRS PER MTH: 25-40 HRS | DESCRIPTION OF DUTIES: WRITING AGENT ON LIFE AND DISABILITY INSURANCE FOR THE DOCTOR MARKET. 3) INSURANCE BROKERAGE STUART APPEL LLC | INVESTMENT RELATED: NO | DBA NAME: STUART APPEL LLC | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 2016-04-18 | NATURE OF ACTIVITY: DISABILITY/HEALTH INSURANCE- | APPROX HRS PER MTH: 26-40 HOURS | APPROX TRADING HRS PER MTH: 26-40 HOURS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR NON PENN MUTUAL PRODUCTS. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ROSENZWEIG FINANCIAL SERVICES OF FLORIDA | POSITION HELD: AGENT | ADDRESS: 1 N. FEDERAL HIGHWAY, SUITE 201 BOCA RATON, FL 33432 | START DATE: 9/9/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY INCLUDING :LIFE, DISABILITY AND LONG TERM CARE INSURANCE SALES. 5) INSURANCE BROKERAGE | DBA: STRATUS ASSOCIATES | POSITION: AGENT | NATURE: INSURANCE BROKERAGE | INVESTMENT RELATED: YES | NUMBER OF HOURS: 160 | SECURITIES TRADING HOURS: 160 | START DATE: 11/07/2025 | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK NY 10007 | DESCRIPTION: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-21 |
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