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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-16 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
825 Miller Valley Rd, Prescott, AZ 86301 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
3186 Willow Creek Rd, Prescott, AZ 86301 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Prescott | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Prescott | AZ | 11/2016 | Present |
RENTAL PROPERTY, INVT RELATED, PRESCOTT, AZ, 100% OWNERSHIP, START DATE 7/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES 6273 GOLDFINCH, LLC; NOT INVESTMENT RELATED; PRESCOTT,AZ; 100% OWNERSHIP; START DATE 08/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-11 |
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