David Joel Gordon

Current Employers

Employment History

• 03/2013 → Present
  Morgan Stanley Smith Barney Llc
  Deerfield, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 1998-05-21 → 2013-04-01
  Wells Fargo Clearing Services, Llc
  Deerfield, IL
  Deerfield, IL

Other Businesses

1. *163325 - LifeStyle Designs; Investment related - No; Deerfield; Illinois; Manufacturing; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent);05/2013; During business hours: 0; After business hours: 5; Labor/Service 2. FINANCIAL INDUSTRY REGULATORY ASSOCIATION (FINRA); CHICAGO, IL; INDEPENDENT CONTRACTOR; ARBITRATION HEARING PANEL MEMBER; FINRA DISPUTE RESOLUTION; .1 AFTER BUSINESS HOURS; .1 DURING BUSINESS HOURS; STARTED 1990*** 3. HOOKED ON DRIVING (HOD); COACH TO NOVICE SPORTS CAR DRIVERS; JOLIET, IL; SPORTS CAR DRIVING; .1 AFTER BUSINESS HOURS; .1 DURING BUSINESS HOURS; STARTED 2012*** 4. JOURNAL OF FINANCIAL PLANNING; PEER REVIEW COMMITTEE READS / VETS SUBMITTED ARTICLES PRIOR TO PUBLICATION; DENVER, COLORADO; SCHOLARLY PUBLICATION IN FINANCIAL INDUSTRY; .1 AFTER USINESS HOURS; .1 DURING BUSINESS HOURS; BEGAN 2011*** 5. CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS; ATTEND ARBITRATIONS; WASHINGTON, DC; SELF REGULATORY ORGANIZATION / ARBITRATION HEARING EXAMINER; .1 AFTER USINESS HOURS; .1 DURING BUSINESS HOURS; BEGAN 1994*** 6. WHARTON SCHOOL CERTIFIED INVESTMENT MANAGEMENT ANALYST PROGRAM; DUTIES- INSTRUCTOR ETHICS TEACHING, INVESTMENT INDUSTRY; DEERFIELD, IL; 1 HOUR AFTER BUSINESS; 1 HOUR DURING BUSINESS; 2013** 7. Investment & Wealth Institute ; Investment Related ; Selecting Topics and Speakers for Conferences ; Committee Member ; May 2019 ; During business hours : 1 ; After business hours : 1 ; Screening and Selecting Speakers and topics for Conferences ; *374794 - Yoga Journal; Investment related No; Authorship; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Sep 2019; During business hours: 0; After business hours: 1; Create, write articles for magazine publication *374583 - General Yoga Studios; Investment related No; Yoga Teaching and Class Instruction; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0; After business hours: 2 *382579 - Yoga Alliance; Investment related No; Arlington, VA; Yoga education; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0+; Assist in drafting and presenting code of conduct, ethics materials and practice standards *382580 - Kripalu Center for Yoga and Health; Investment related No; Stockbridge, MA; Yoga Education, Credentialling and Standards; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; Help draft educational, credentialling and teaching standards for nonprofit organization

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-05
• S63 Uniform Securities Agent State Law Examination
  1983-10-31

Other Names

• David Gordon