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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-15 |
Branch Locations
225 South Lake Avenue Suite 1020, Pasadena, CA 91101 • United States
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snowden Account Services, Inc. | New York | NY | 11/2012 | Present |
| Snowden Capital Advisors Llc | New York | NY | 11/2012 | Present |
1)SNOWDEN CAPITAL ADVISORS LLC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022;INVESTMENT ADVISOR;VICE PRESIDENT;11/26/2012;128 HRS/MONTH;112 HRS DURING TRADING;VICE PRESIDENT 2)SNOWDEN ACCOUNT SERVICES, INC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022;BROKER DEALER;VICE PRESIDENT;11/26/2012;32 HRS/MONTH;28 HRS DURING TRADING;VICE PRESIDENT; SNOWDEN INSURANCE SERVICES LLC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022 INSURANCE AGENCY; INSURANCE AGENT;11/14 5 HRS/MONTH;5 HRS DURING TRADING; INSURANCE AGENT SELLING INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-20 |
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