Kenneth Henry Malloy

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1986 → Present
  Citigroup Global Markets Inc.
  New York, NY
• 06/2009 → Present
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Other Businesses

1. I AM A LIMITED PARTNER IN 754 5TH AVE ASSOC L.P. THIS IS A FAMILY TRUST. 2. 754 FIFTH AVENUE PARTNERSHIP; REAL ESTATE; ADDRESS-754 FITH AVENUE; 0 HOURS DURING BUSINESS; SOLE PROPRIETOR/OWNER/ PARTNER; 0 AFTER BUSINESS; STARTED 1975 4. *420154 - Malloy Famly Holdings LLC; Investment related - Yes; Rye, New York; Real Estate; Manager (proprietor, partner, officer, director, employee, trustee, agent); 12/2020; During business hours: 4; After business hours: 2; Investment Decisions/Advice *539270 - Edition Owners, LLC; Investment related Yes; Rye, New York; Real Estate, Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/1999 ; During business hours: 1; After business hours: 0; Administrative.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-07
• S63 Uniform Securities Agent State Law Examination
  1984-03-14