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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-03 |
| FL | RA | APPROVED | 2014-12-01 |
Branch Locations
5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States
Delray Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boca Raton | FL | 11/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Business Ownership; Legends and more inc.; Secretary...bookkeeper; Sports Memorabilia sells on EBay.; PO box 480134 , , Delray Beach, FL, 33448; Not Investment-Related; 01/01/2005; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Saul And Theresa Esman Foundatiion; Secretary; Bal Harbor FL, ,; Not Investment-Related; 01/01/2008; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-13 |
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