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Vernon Keith Roberts

Corda Investment Management, LLC

Houston, TX

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Current Employers
Corda Investment Management, Llc

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-19
  • TX RA
    APPROVED
    Since 2022-08-19

Branch Locations

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 11/2014 07/2022
Corda Investment Management, Llc Houston TX 08/2022 Present
Previous Registrations
  • 2014-11-17 → 2022-07-22
    Valic Financial Advisors, Inc.
    Houston, TX
    Houston, TX
    Houston, TX
  • 2008-06-19 → 2014-12-01
    Gfs Advisors Llc
    Houston, TX
  • 2008-06-19 → 2008-08-05
    Global Financial Services, L.L.C.
    Houston, TX
  • 2007-09-24 → 2008-06-20
    Usf Services, Llc
    Houston, TX
  • 2007-08-06 → 2008-06-20
    Usf Advisors, Llc
    Houston, TX
  • 2007-09-19 → 2008-06-20
    Usf Alternative Services, Llc
    Houston, TX
  • 2004-02-23 → 2007-08-21
    Stanford Group Company
    Houston, TX
    Houston, TX
  • 2002-08-06 → 2004-05-12
    American General Financial Advisors, Inc.
    Houston, TX
  • 1997-07-17 → 2004-02-24
    Valic Financial Advisors, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-14
S63 Uniform Securities Agent State Law Examination 1983-10-21
  • S65 Uniform Investment Adviser Law Examination
    1997-08-14
  • S63 Uniform Securities Agent State Law Examination
    1983-10-21
Other Names
  • Keith Roberts
  • Veronon Keith Roberts

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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