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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-17 |
| TX | RA | APPROVED | 2023-11-10 |
Branch Locations
2731 77Th Ave Se Suite 205, Mercer Island, WA 98040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ek Riley Investments, Llc | Issaquah | WA | 06/2005 | 11/2020 |
| Lpl Financial Llc | Issaquah | WA | 10/2020 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Issaquah | WA | 11/2023 | Present |
1) 08/25/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - 2 hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-04 |
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