Gerard Albert Klingman

Employer firm

Klingman And Associates, LLC CRD 125618

$5.66B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → Present
  Klingman And Associates Llc
  New York, NY
• 01/2006 → 07/2020
  Raymond James Financial Services, Inc
  New York, NY

Other Businesses

1) Avgk Ventures, LLC. New York, NY. Passive Investment In A New Restaurant. Started: 09/01/2010. 1 Hour Weekly, 0 During Trading Hours. 2) Trustee - New York, NY. Trustee On 2 Accounts. Started 06/10/2011. .5 Hours Weekly, .5 During Trading Hours. 3) Klingman And Associates LLC - New York, NY. 5/2006 To Present. Investment Related. Officer-Ceo.Independent Ria.160 Hrs/Mo:130 Hrs During Trading:Registered Investment Advisor. 4) Klingman Risk Management, LLC. New York, NY. Investment Related. Started:12/2015. Officer/Ceo. Non-Variable Insurance Agent. 1 Hr Per Month During Trading Hrs. 5)JJGM Partners. Investment Related. Started:04/2015. Glenside, Pa. 0 Hrs Per Month. Passive Investor. 6) Klingman Holdings LLC. New York, NY. Owner. Investment Related. Started:07/2014. 0 Hrs Per Month. Holding Company I Formed Through Which I May Own Interests In Other Operating Entities. 7) Name of Business : Mac1 Food and Beverage, LLC/ Summer Day Address: Bedford Corners, NY Nature of the Business: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 03/10/2017 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Passive Investor 8)Name of Business : NA Address: 1133 Ave of the Americas Suite 3110,New York, NY Nature of the Business: Trustee Position/Title: Trustee Investment Related: Yes Start Date: 06/04/2010 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 0.5 Description of duties: Investment Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1983-10-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Gerry Klingman