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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-30
IL RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2011-08-30
  • IL RA
    APPROVED
    Since 2005-03-28

Branch Locations

601 Campus Dr Ste B4, Arlington Hts, IL 60004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company Of A Arlington Hts IL 04/1986 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2003 Present
Associated Pension Services, Inc. Arlington Hts. IL 04/1988 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Associated Planning Services, Inc. Arlington Heights IL 08/2005 Present
  • 04/1986 → Present
    The Guardian Life Insurance Company Of A
    Arlington Hts, IL
  • 08/2003 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/1988 → Present
    Associated Pension Services, Inc.
    Arlington Hts., IL
  • 03/2005 → Present
    Fairfield, IA
  • 08/2005 → Present
    Associated Planning Services, Inc.
    Arlington Heights, IL
Other Businesses

1) TPA SERVICES. THROUGH ASSOCIATED PENSION SERVICES INC. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) LOCAL PARK DISTRICTS/SCHOOLS (NON-INVESTMENT RELATED), ARLINGTON HEIGHTS, IL; HEAD COACH AND ASSISTANT COACH FOR YOUTH SPORTS TEAMS, 1993-PRESENT; 5-10 HRS/WEEK SEASONALLY; NOT DURING TRADING HOURS. 4) ASSOCIATED PLANNING SERVICES,INC., 601 CAMPUS DR., SUITE B4, ARLINGTON HEIGHTS, IL 600042005 ; BEGAN 08/01/2005 ; AS OWNER ; INVESTMENT RELATED ; DEVOTES 2500 HRS/WK ; 100 DURING TRADING HOURS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6) HOFFMAN & ASSOCIATES, INC., Arlington Heights IL 60004, 01/2026, Owner, Nominee Corp, NIR, 0 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-23
S63 Uniform Securities Agent State Law Examination 1992-01-20
  • S65 Uniform Investment Adviser Law Examination
    2004-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-01-20
Other Names
  • Fred Hoffman

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