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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-30 |
| IL | RA | APPROVED | 2005-03-28 |
Branch Locations
601 Campus Dr Ste B4, Arlington Hts, IL 60004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company Of A | Arlington Hts | IL | 04/1986 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2003 | Present |
| Associated Pension Services, Inc. | Arlington Hts. | IL | 04/1988 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
| Associated Planning Services, Inc. | Arlington Heights | IL | 08/2005 | Present |
1) TPA SERVICES. THROUGH ASSOCIATED PENSION SERVICES INC. 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) LOCAL PARK DISTRICTS/SCHOOLS (NON-INVESTMENT RELATED), ARLINGTON HEIGHTS, IL; HEAD COACH AND ASSISTANT COACH FOR YOUTH SPORTS TEAMS, 1993-PRESENT; 5-10 HRS/WEEK SEASONALLY; NOT DURING TRADING HOURS. 4) ASSOCIATED PLANNING SERVICES,INC., 601 CAMPUS DR., SUITE B4, ARLINGTON HEIGHTS, IL 600042005 ; BEGAN 08/01/2005 ; AS OWNER ; INVESTMENT RELATED ; DEVOTES 2500 HRS/WK ; 100 DURING TRADING HOURS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 6) HOFFMAN & ASSOCIATES, INC., Arlington Heights IL 60004, 01/2026, Owner, Nominee Corp, NIR, 0 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-20 |
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