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Derek M Brase

J.P. Morgan Securities LLC

Arlington Heights, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1 N Dunton Ave, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mount Prospect IL 10/2012 Present
Jpmorgan Chase Bank, Na. Mount Prospect IL 11/2004 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Mount Prospect, IL
  • 11/2004 → Present
    Jpmorgan Chase Bank, Na.
    Mount Prospect, IL
Previous Registrations
  • 2009-09-28 → 2012-10-01
    Chase Investment Services Corp.
    Mt. Prospect, IL
    Elgin, IL
    Elgin, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-23
S63 Uniform Securities Agent State Law Examination 2004-12-29
  • S65 Uniform Investment Adviser Law Examination
    2009-09-23
  • S63 Uniform Securities Agent State Law Examination
    2004-12-29

View on SEC IAPD

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