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Benjamin C Asper

J.P. Morgan Securities LLC

Arlington Heights, IL

CRD 3218595

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-28
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-10-28
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1 N Dunton Ave, Arlington Heights, IL 60005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rental Property Arlington Heights IL 11/2004 Present
J.P. Morgan Securities Llc Arlington Heights IL 10/2012 Present
Popnson, Llc Arlington Heights IL 07/2013 Present
Third West Llc Arlington Heights IL 05/2024 Present
Jpmorgan Chase Bank, N.A. Arlington Heights IL 10/2000 Present
  • 11/2004 → Present
    Rental Property
    Arlington Heights, IL
  • 10/2012 → Present
    Arlington Heights, IL
  • 07/2013 → Present
    Popnson, Llc
    Arlington Heights, IL
  • 05/2024 → Present
    Third West Llc
    Arlington Heights, IL
  • 10/2000 → Present
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Schaumburg, IL
    Mt. Prospect, IL
    Arlington Heights, IL
    Chicago, IL
    Arlington Heights, IL
    Flint, MI
  • 2005-06-08 → 2005-07-06
    Banc One Securities Corporation
    Arlington Heights, IL
Other Businesses

Entity Name: Predictive Fitness, Inc Investment related: No Address: Southlake, TX www.predictive.fit Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 12/19/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company is a private technology company that harnesses data to optimize health and fitness.I am only a private investor in the company, I have no external role, affiliation or responsibilities with the company. Entity Name: Third West LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My friend and I created this LLC, we are both 50/50 partners. The purpose of the LLC is to own a rental property in Upland, Indiana. My partner and I are putting in the money to buy the home but we have a property manager who will be doing all of the day to day work and ongoing responsibilities. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: POPNSON, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY / GENERAL PARTNER START DATE: 7/10/2013 ADDRESS: Private Residence DETAILS: BUY/SELL RENTAL HOMES. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-07
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S65 Uniform Investment Adviser Law Examination
    2005-06-07
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30
Other Names
  • Benjamin Carl Asper
  • Ben Asper

View on SEC IAPD

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