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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-28 |
| IL | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rental Property | Arlington Heights | IL | 11/2004 | Present |
| J.P. Morgan Securities Llc | Arlington Heights | IL | 10/2012 | Present |
| Popnson, Llc | Arlington Heights | IL | 07/2013 | Present |
| Third West Llc | Arlington Heights | IL | 05/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Arlington Heights | IL | 10/2000 | Present |
Entity Name: Predictive Fitness, Inc Investment related: No Address: Southlake, TX www.predictive.fit Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 12/19/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The company is a private technology company that harnesses data to optimize health and fitness.I am only a private investor in the company, I have no external role, affiliation or responsibilities with the company. Entity Name: Third West LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My friend and I created this LLC, we are both 50/50 partners. The purpose of the LLC is to own a rental property in Upland, Indiana. My partner and I are putting in the money to buy the home but we have a property manager who will be doing all of the day to day work and ongoing responsibilities. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: POPNSON, LLC. POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY / GENERAL PARTNER START DATE: 7/10/2013 ADDRESS: Private Residence DETAILS: BUY/SELL RENTAL HOMES. HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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