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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-14
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-05-14
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

1 N Dunton Ave, Arlington Heights, IL 60005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mount Prospect IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Mount Prospect IL 05/2005 Present
  • 10/2012 → Present
    Mount Prospect, IL
  • 05/2005 → Present
    Jpmorgan Chase Bank, N.A.
    Mount Prospect, IL
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Mt. Prospect, IL
  • 2005-05-19 → 2005-07-06
    Banc One Securities Corporation
    Mt Prospect, IL
  • 2003-05-22 → 2005-05-05
    Deerfield, IL
  • 2000-11-29 → 2002-12-05
    Morgan Stanley Dw Inc.
    Riverwoods, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-17
S63 Uniform Securities Agent State Law Examination 2000-10-09
  • S65 Uniform Investment Adviser Law Examination
    2000-10-17
  • S63 Uniform Securities Agent State Law Examination
    2000-10-09
Other Names
  • Glen Gerard Mikol
  • Glen Gerard Mikolajczak

View on SEC IAPD

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