Best Investors Account Sign in
Inactive

Arch Laurence Peregoff

Seabird Investment Partners

San Diego, CA

Claim This Profile
Current Employers
Seabird Investment Partners

9191 Towne Centre Drive Suite 575, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-29
  • CA RA
    APPROVED
    Since 2016-06-29

Branch Locations

9191 Towne Centre Drive Suite 575, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carmel Capital Partners Llc La Jolla CA 12/2009 01/2017
Seabird Financial San Diego CA 06/2016 Present
Previous Registrations
  • 2010-09-15 → 2017-01-17
    Carmel Capital Partners, Llc
    San Diego, CA
  • 2003-12-12 → 2008-12-31
    Itb Advisors
    San Diego, CA
  • 2004-05-04 → 2006-02-01
    Mid Atlantic Financial Management, Inc.
    La Jolla, CA
  • 1997-12-23 → 2004-05-04
    Fdx Advisors, Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-14
S63 Uniform Securities Agent State Law Examination 1988-03-25
  • S65 Uniform Investment Adviser Law Examination
    2001-08-14
  • S63 Uniform Securities Agent State Law Examination
    1988-03-25

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor