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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-25 |
| NY | RA | APPROVED | 2021-05-03 |
| NC | RA | APPROVED | 2013-05-15 |
| TX | RA | APPROVED_RES | 2010-03-18 |
| LA | RA | APPROVED | 2010-02-24 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | New York | NY | 03/2009 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | Present |
Entity Name: Trust of Jerome Borski Investment related: Yes Address: 61 Chatham NJ Nature of the other business: Trust Fund Position/Title/Relationship: Trustee Start Date: 03-Feb-2015 Approximate # of hours a month: 0.5 Approximate # of hours during securities trading hours: 0.5 Briefly describe your duties: Directing investment Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-30 |
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