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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
FL RA APPROVED 2018-01-24
GA RA APPROVED 2007-05-23
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • FL RA
    APPROVED
    Since 2018-01-24
  • GA RA
    APPROVED
    Since 2007-05-23

Branch Locations

555 N Point Centre E Ste 500, Atlanta North Point, GA 30022 • United States

Canton, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Alpharetta GA 05/2007 Present
  • 05/2007 → Present
    Robert W. Baird
    Alpharetta, GA
Previous Registrations
  • 2006-08-11 → 2007-05-11
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2006-08-11 → 2006-09-28
    Sterne, Agee & Leach, Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

Name/Address: Antique Village Mall 2175 Marietta Hwy Canton GA 30114 Start Date: 9/1/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 11-20 hours/month Role/Responsibility: Vendor Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-01
S63 Uniform Securities Agent State Law Examination 1986-08-28
  • S65 Uniform Investment Adviser Law Examination
    2006-03-01
  • S63 Uniform Securities Agent State Law Examination
    1986-08-28
Other Names
  • Sandy Park
  • Sandy Park

View on SEC IAPD

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