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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2018-08-01
GA RA APPROVED 2005-09-02
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2018-08-01
  • GA RA
    APPROVED
    Since 2005-09-02

Branch Locations

555 N Point Centre E Ste 500, Atlanta North Point, GA 30022 • United States

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Alpharetta GA 08/2005 Present
  • 08/2005 → Present
    Robert W. Baird
    Alpharetta, GA
Previous Registrations
  • 2003-02-18 → 2005-08-29
    Morgan Stanley Dw Inc.
    Alpharetta, GA
Other Businesses

NAME AND ADDRESS OF OTHER BUSINESS: A FROZEN CREATION, 12332 CRABAPPLE MEADOW WAY, ALPHARETTA, GA 30004 TITLE: OWNER RESPONSIBILITIES: I AM RESPONSIBLE FOR ALL SALES, MARKETING, AND SERVICE PROVIDED OPERATIONS. DATE ASSUMED RESPONSIBILITIES: 1999 HOURS DEVOTED TO OTHER BUSINESS: 42-56 HOURS PER YEAR. NONE DURING SECURITIES TRADING HOURS. Name/Address: Engage Pickleball / 4096 County Road 106, Oxford, FL 34484 Start Date: 1/1/24 Hours Spent: 6-10 hours/month Hours Spent During Trading: none Role/Responsibility: Brand Ambassador Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-28
  • S66 Uniform Combined State Law Examination
    2000-04-28

View on SEC IAPD

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