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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-15
TX RA APPROVED_RES 2017-02-01
GA RA APPROVED 2015-09-23
WI RA APPROVED 2014-11-28
  • FL RA
    APPROVED
    Since 2018-08-15
  • TX RA
    APPROVED_RES
    Since 2017-02-01
  • GA RA
    APPROVED
    Since 2015-09-23
  • WI RA
    APPROVED
    Since 2014-11-28

Branch Locations

Atlanta, GA • United States

555 N Point Centre E Ste 500, Atlanta North Point, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Alpharetta GA 06/2014 Present
  • 06/2014 → Present
    Robert W. Baird
    Alpharetta, GA
Other Businesses

Name/Address: Ringwala Ventures LLC 709 Jefferson St Oshkosh WI 54901 Start Date: 2/5/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-26
  • S66 Uniform Combined State Law Examination
    2014-11-26

View on SEC IAPD

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