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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-11-04 |
| GA | RA | APPROVED | 2019-11-04 |
| TX | RA | APPROVED | 2019-11-01 |
Branch Locations
555 N Point Centre E Ste 500, Atlanta North Point, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Alpharetta | GA | 07/2002 | 11/2019 |
| R.W. Baird | Alpharetta | GA | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-26 |
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