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Timothy Dennis Lally

Robert W. Baird & Co. Incorporated

Atlanta North Point, GA

Cumming, GA

CRD 3169338

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-02
GA RA APPROVED 2007-08-22
  • FL RA
    APPROVED
    Since 2018-02-02
  • GA RA
    APPROVED
    Since 2007-08-22

Branch Locations

555 N Point Centre E Ste 500, Atlanta North Point, GA 30022 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Atlanta GA 11/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-15
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1999-02-17
  • S66 Uniform Combined State Law Examination
    2007-08-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-02-17

View on SEC IAPD

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