Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-15
TX RA APPROVED 2022-12-15
  • NC RA
    APPROVED
    Since 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-15

Branch Locations

17505 W Catawba Ave. Ste. 100, Cornelius, NC 28031 • United States

1212 Mann St. Ste. 200, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pilot Life Insurance Co Charlotte NC 05/1977 Present
Lincoln Financial Securities Corporation Charlotte NC 07/2008 12/2022
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
  • 05/1977 → Present
    Pilot Life Insurance Co
    Charlotte, NC
  • 07/2008 → 12/2022
    Lincoln Financial Securities Corporation
    Charlotte, NC
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2001-12-31 → 2022-12-15
    Osaic Fs, Inc.
    Charlotte, NC
    Charlotte, NC
Other Businesses

1. SPORTSMANS CLUB OF CHARLOTTE, 3332 Champagne Street, Charlotte NC 28210, United States, 03/16/2014, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 0 HR/MO TRADING 2. HIGH SCHOOL REUNION COMMITTEE, 1113 Greenbridge Dr, Matthews NC 28105, United States, 05/17/2021, Board Member, Volunteer, NIR, 1 HR/MO - 0 HR/MO TRADING 3. J E MISLE, 1212 Mann Drive, Suite 100, Matthews NC 28277-4784, United States, 12/10/2013, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 4. PRIOR WEALTH PLANNING, 1212 Mann Drive, Suite 200, Matthews NC 28105, United States, 12/22/2022, Agent, Insurance/Benefits/Human Resources, NIR, 60 HR/MO - 60 HR/MO TRADING 5. CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 12/2022 / CIRA AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-17
S63 Uniform Securities Agent State Law Examination 1984-01-31
  • S65 Uniform Investment Adviser Law Examination
    1999-05-17
  • S63 Uniform Securities Agent State Law Examination
    1984-01-31
Designations
Other Names
  • J Edward Misle
  • J E Misle
  • Ed Misle

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cornelius, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor