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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-22 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Pasadena | CA | 06/2009 | Present |
1.The Bekmar Home and Gardens; Investment related ; Monrovia, CA; Renting; Owner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 0 2. *435167 - Power of Attorney; Investment related - Yes; Monrovia, California; 06/2021; During business hours: 0; After business hours: 5;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-25 |
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