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Kathryn Thompson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albuquerque, NM

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2008-03-10
TX RA APPROVED 2008-02-29
  • NM RA
    APPROVED
    Since 2008-03-10
  • TX RA
    APPROVED
    Since 2008-02-29

Branch Locations

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 02/2008 Present
Bank Of America, Na Albuquerque NM 11/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-23
  • S66 Uniform Combined State Law Examination
    2006-10-23
Other Names
  • Kathryn L Burke

View on SEC IAPD

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