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Current Employers
Institutional Investment Advisors Corp

49 West 37Th Street 7Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
NJ RA APPROVED 2011-07-11
  • NY RA
    APPROVED
    Since 2021-05-18
  • NJ RA
    APPROVED
    Since 2011-07-11

Branch Locations

49 West 37Th Street 7Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. New York NY 06/1998 07/2025
Institutional Investment Advisors Corp. New York NY 01/1991 Present
Lpl Financial Llc New York NY 07/2025 Present
Other Businesses

1- 07/2025 - Conservative Advice - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2010 - 160 hours per month/ during trading 2- 07/2025 - Clifford Michaels, Highland Group LLC - Author - Investment Related - Home Based - Start Date 06/01/2016 - 1 hour per month/ 0 hours during trading 3- 07/2025 - Institutional Investment Advisors Corp. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/02/1992 - 160 hours per month/ during trading - I provide investment advisory services through Institutional Investment Advisors Corp, an independent investment advisor firm. I started this business activity in 1/1992. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-14
  • S63 Uniform Securities Agent State Law Examination
    1999-01-14
Designations
Other Names
  • Clifford Michael Cohen
  • Michaels Clifford
  • Clifford M Cohen

View on SEC IAPD

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