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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-11
  • TN RA
    APPROVED
    Since 2026-05-11

Branch Locations

2693 Union Avenue Extended, Suite #203, Memphis, TN 38112 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-03-26
  • TN RA
    APPROVED
    Since 2004-03-26

Branch Locations

2693 Union Ave Ext Ste 203, Memphis, TN 38112-4403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Memphis TN 05/1994 Present
Private Advisor Group, Llc Morristown NJ 05/2026 Present
  • 05/1994 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Memphis, TN
  • 05/2026 → Present
    Morristown, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-10
  • S63 Uniform Securities Agent State Law Examination
    1994-06-10

View on SEC IAPD

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