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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| IL | RA | APPROVED | 2018-10-31 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
200 W Jackson Blvd Suite 2850, Chicago, IL 60606 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcdonald Partners Llc | Cleveland | OH | 08/2011 | 10/2018 |
| A.G.P. / Alliance Global Partners | Chicago | IL | 10/2018 | Present |
1. GARRIDO WEALTH MANAGEMENT - I am the only employee and my address is 555 W Cornelia Ave, Apt 1311, Chicago, IL 60657. I am the sole proprietor and this all started in August 2011. Currently inactive. 2. FAF Foundation - This is a 501(c)3 charitable organization where I am president. It has no employees and no compensation is paid to anyone. The only expenses are financial registrations and tax filings. This was started in 2016 and I spend 1 hour a month on all facets of this charity. 3. RAICES - This is a 501(c)3 charitable organization, located in San Antonio TX involved in asylum and migrant advocacy; I am Secretary of the Board and Chair of the Finance Committee, started 2/2023; 4-8 hours per month devoted, 4-6 hours per year during securities trading hours; provide advice and recommendation to the Finance Committee and on occasion the Board of Directors. 4. Life Insurance and annuity sales in the states of Indiana and Illinois ONLY, investment-related, working with general agent, start date May 2025 and Jun 2026, respectively, 4 hours/month, during securities trading hours 5. Author, in early stages - outlining and working with ghostwriter on 2 books, one covering growing up Cuban and the other a financial guide covering terms/strategies; start date July 2025; spending approximately 16 hours/month, none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-18 |
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