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Neville, Rodie & Shaw Inc CRD 104969
$2.00B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Madison Ave, New York, NY 10016-3903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neville, Rodie & Shaw | New York | NY | 09/2011 | Present |
BURKE REHABILITATION HOSPITAL, INVESTMENT RELATED, MEMBER OF INVESTMENT COMMITTEE SINCE AUGUST 2007, 785 MAMARONECK AVE, WHITE PLAINS, NY, DEVOTES APPROXIMATELY 16 HOURS PER YEAR, ASSISTS IN OVERSEEING THE FOUNDATION'S INVESTMENT PORTFOLIO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-04 |
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