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Vanessa Marie Schafer

Morgan Stanley

El Segundo, CA

CRD 5195114

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-04
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2012-01-04
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley El Segundo CA 06/2009 Present
Morgan Stanley Private Bank, N.A New York NY 11/2019 Present
  • 06/2009 → Present
    Morgan Stanley
    El Segundo, CA
  • 11/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2008-10-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-17
  • S66 Uniform Combined State Law Examination
    2008-10-17
Other Names
  • Vanessa Marie Rojas

View on SEC IAPD

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