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2412 Irwin Street, Melbourne, FL 32901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-29 |
Branch Locations
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Ft Lauderdale | FL | 06/2015 | 08/2018 |
| Cambridge Investment Research Inc. | Ft. Lauderdale | FL | 10/2018 | 04/2023 |
| Cambridge Investment Research Advisors, Inc. | Ft. Lauderdale | FL | 10/2018 | 04/2023 |
| Rossby Financial, Llc | Melbourne | FL | 07/2023 | 03/2024 |
| Rossby Financial, Llc | Melbourne | FL | 03/2024 | Present |
| Not Employed | Melbourne | FL | 05/2023 | 06/2023 |
1) Downtown Harbor Church; Non Investment-Related; Ft. Lauderdale, FL; Church; Board Trustee; 3/2015; 6 hrs/mo; 0 hrs/mo during securities trading hours; Duties are an overview of church personnel and activities, but no finances.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-13 |
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