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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| RI | RA | APPROVED | 2024-06-07 |
| ME | RA | APPROVED | 2024-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bangor | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bangor | ME | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Bangor | ME | 05/2024 | Present |
TRUSTEE FOR FRIEND, INV RELATED, BANGOR, ME, START: 10/2001, 1 HOUR PER MONTH, 1 HOUR DURING TRADING.; MAINE COASTAL FLIGHT CTR; NOT INV RELATED; TRENTON, ME; FLIGHT INSTRUCTOR; START DATE 6/15/2013; 5 HRS PER MONTH; 0 DURING TRADING; FLIGHT INSTRUCTION TO STUDENT PILOTS.; NEGATIVE GHOST RIDER, LLC, NOT INV RELATED, BANGOR, ME, 50% OWNER, START: 2/15/2018, 0 HOURS PER MONTH/0 DURING TRADING, DUTIES: PLANE MAINTENANCE AND UPKEEP.; NOTARY PUBLIC; NOT INVESTMENT RELATED; BANGOR, ME; NOTARY; START DATE: 05/14/2019; 0 HOURS PER MONTH, 0 HOURS DURING TRADING, NOTARY LICENSE.; HAT TRICK ASSOCIATES LCC, NOT INV RELATED, BANGOR, ME, 33% OWNERSHIP, START DATE: 5/20/24, 240 HRS PER MONTH, 60 HRS DURING TRADING, FINET PRACTICE; KAMBAM, LLC ; INV RELATED; BANGOR,ME; TO PROVIDE FLIGHT INSTRUCTION;50% OWNERSHIP; START DATE: 12/31/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-21 |
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