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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-25
  • FL RA
    APPROVED
    Since 2015-06-25

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-27
  • S66 Uniform Combined State Law Examination
    2007-06-27

View on SEC IAPD

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