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Antonio Kenneth Cotton

Ubs Financial Services Inc.

Hallandale Beach, FL

Miami, FL

Ponte Vedra Beach, FL

Boca Raton, FL

West Palm Beach, FL

CRD 5194429

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-25
  • FL RA
    APPROVED
    Since 2015-06-25

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

100 S.E. 2Nd Street 25Th, Miami, FL 33131 • United States

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-27
  • S66 Uniform Combined State Law Examination
    2007-06-27

View on SEC IAPD

Nearby Firms

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Nearby Investors

DANIEL ADES
Tyler Mitchell Claus
CRISTINA HARTMANN BALDIM

Nearby Offices

NUVERSE ADVISORS LLC · HALLANDALE BEACH, FL
KAWA CAPITAL MANAGEMENT, INC. · HALLANDALE BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Hallandale Beach, FL

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