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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-06-30 |
Branch Locations
2936 Old Elm Lane, Germantown, TN 38138 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Germantown | TN | 08/2012 | Present |
| Stonex Advisors Inc | Germantown | TN | 06/2016 | Present |
I OWN 1 RESIDENTIAL RENTAL PROPERTY. 1)RESIDENTIAL RENTAL PROPERTY; NOT INVESTMENT RELATED; 2936 OLD ELM LANE GERMANTOWN, TN. 38138; RESIDENTIAL REAL ESTATE; OWNER; 5/1/2009; 1 HOUR PER MONTH; 0 DURING SEC TRADING HOURS; PAY INSURANCE AND TAXES ON PROPERTIES. OUTSIDE MANAGEMENT COMPANY MANAGES THE PROPERTIES. 2)Diamond Cowboy LLC 2936 Old Elm Lane, Germantown, TN 38138 Hold assets and investments for Michael W. Post 401K Plan Non-investment related Manager & Trustee of Michael W. Post 401K plan 03/07/2010 2-4 hours spent per month and during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-26 |
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