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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-06-30
  • TN RA
    APPROVED
    Since 2016-06-30

Branch Locations

2936 Old Elm Lane, Germantown, TN 38138 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Germantown TN 08/2012 Present
Stonex Advisors Inc Germantown TN 06/2016 Present
  • 08/2012 → Present
    Stonex Securities Inc
    Germantown, TN
  • 06/2016 → Present
    Germantown, TN
Previous Registrations
  • 2012-08-17 → 2016-06-30
    Intl Advisory Consultants Inc.
    Germantown, TN
  • 2010-01-04 → 2012-08-08
    Brokersxpress Llc
    Chicago, IL
    Germantown, TN
    El Paso, TX
  • 2008-06-18 → 2010-01-12
    Howe Barnes Capital Management, Inc.
    Chicago, IL
  • 2007-04-02 → 2008-06-17
    Morgan Stanley & Co. Llc
    Memphis, TN
  • 2002-12-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Memphis, TN
    Memphis, TN
Other Businesses

I OWN 1 RESIDENTIAL RENTAL PROPERTY. 1)RESIDENTIAL RENTAL PROPERTY; NOT INVESTMENT RELATED; 2936 OLD ELM LANE GERMANTOWN, TN. 38138; RESIDENTIAL REAL ESTATE; OWNER; 5/1/2009; 1 HOUR PER MONTH; 0 DURING SEC TRADING HOURS; PAY INSURANCE AND TAXES ON PROPERTIES. OUTSIDE MANAGEMENT COMPANY MANAGES THE PROPERTIES. 2)Diamond Cowboy LLC 2936 Old Elm Lane, Germantown, TN 38138 Hold assets and investments for Michael W. Post 401K Plan Non-investment related Manager & Trustee of Michael W. Post 401K plan 03/07/2010 2-4 hours spent per month and during market hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-10
S63 Uniform Securities Agent State Law Examination 1983-10-26
  • S65 Uniform Investment Adviser Law Examination
    2007-07-10
  • S63 Uniform Securities Agent State Law Examination
    1983-10-26
Other Names
  • Mike Post

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