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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 04/2012 | Present |
| New York University / Scps | New York | NY | 06/2008 | Present |
1. JOHN IS A PART-TIME INSTRUCTOR AT NEW YORK UNIVERSITY (NYU SCPS) FOR ECONOMICS. HE WORKS APPROXIMATELY 10-25 HOURS PER SEMESTER IN THE EVENINGS OUTSIDE OF NORMAL BUSINESS HOURS. HE HAS BEEN TEACHING SINCE THE FALL OF 2008. THIS IS A NON-INVESTMENT RELATED BUSINESS. ADJUNCT PROFESSOR AT NYU. SCPS DEPT. OF FINANCE STUDIES. NIGHT SCHOOL POST GRADUATE INSTRUCTOR. APPROXIMATELY 120 HOURS A YEAR, 40 HOURS PER SEMESTER. 2. EXILE ON BROAD STREET - C/O JOHN MCGUIRE, OPPENHEIMER & CO., INC. - 85 BROAD STREET, NEW YORK, NY 10004 - MUSICIAN - ENTERTAINMENT - PRIVATE, UNINCORPORATED. - MAY 8TH, 2019-APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED: 10 HRS PER MONTH - WEEKEND/EVENINGS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-09 |
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