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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-08-17
  • OH RA
    APPROVED
    Since 2009-08-17

Branch Locations

1721 Bethel Rd, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Invesmtment Research, Inc. Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2009 Present
Lauterback & Eilber, Inc. Columbus OH 04/1997 Present
Thomas E. Wright, Ria Columbus OH 12/1999 Present
  • 08/2009 → Present
    Cambridge Invesmtment Research, Inc.
    Fairfield, IA
  • 08/2009 → Present
    Fairfield, IA
  • 04/1997 → Present
    Lauterback & Eilber, Inc.
    Columbus, OH
  • 12/1999 → Present
    Thomas E. Wright, Ria
    Columbus, OH
Previous Registrations
  • 2007-02-02 → 2014-11-28
    Wright, Thomas E.
    Columbus, OH
    Columbus, OH
Other Businesses

1-4/1987 TO PRESENT LAUTERBACH & EILBER, INC., PARTNER/AGENT SELLING/SERVICING LIFE, HEALTH, DISABILITY, & LTC INSURANCE. INV REL - 40 HR/WK - 30/TRADING. 2-5/2005 PARTNER IN 1721 BETHEL RD. LLC TO PRESENT. WE FORMED A PARTNERSHIP THAT OWNS THE REAL ESTATE THAT LAUTERBACH AND EILBER, INC LEASES FOR THEIR OFFICE. 3-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 8/2009 AS ADVISORY REP OF A RIA. INV REL - 25 HR/WK - 20/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-29
  • S63 Uniform Securities Agent State Law Examination
    1991-04-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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