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Kathy Spencer

Strategic Advisers LLC

Salt Lake City, UT

Holladay, UT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
UT RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • UT RA
    APPROVED
    Since 2025-03-31

Branch Locations

49 North 400 West, Salt Lake City, UT 84101-1368 • United States

Holladay, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Molina Healthcare, Inc. Salt Lake City UT 08/2016 10/2017
Morgan Stanley Loveland CO 10/2017 02/2022
Morgan Stanley Services Group, Inc. South Jordan UT 10/2018 07/2019
Morgan Stanley Private Bank, N.A. New York NY 07/2019 02/2022
Fidelity Investments Westlake TX 02/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2016 → 10/2017
    Molina Healthcare, Inc.
    Salt Lake City, UT
  • 10/2017 → 02/2022
    Morgan Stanley
    Loveland, CO
  • 10/2018 → 07/2019
    Morgan Stanley Services Group, Inc.
    South Jordan, UT
  • 07/2019 → 02/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2022 → Present
    Fidelity Investments
    Westlake, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-04-26 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 2017-11-08 → 2022-02-22
    Morgan Stanley
    South Jordan, UT
    South Jordan, UT
    Loveland, CO
  • 2016-03-31 → 2016-07-22
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Salt Lake City, UT
  • 2015-01-28 → 2016-03-21
    Morgan Stanley
    South Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-23
S63 Uniform Securities Agent State Law Examination 1984-04-19
  • S66 Uniform Combined State Law Examination
    2015-01-23
  • S63 Uniform Securities Agent State Law Examination
    1984-04-19
Other Names
  • Kathy J Spencer
  • Kathy Johanna Spencer

View on SEC IAPD

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Other Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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