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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-08 |
Branch Locations
4727 Executive Drive Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor, Townsend & Kent, Inc. | San Diego | CA | 05/1996 | 09/2021 |
| Independent Financial Group | San Diego | CA | 09/2021 | Present |
(1) SHARP HEALTH CARE FOUNDATION POSITION: Chair Emeritus NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2006 ADDRESS: 8695 SPECTRUM CENTER BLVD, SAN DIEGO CA 92123, United States DESCRIPTION: Attend meetings and functions for philanthropy (2) COMPREHENSIVE FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 05/01/1996 ADDRESS: 4727 Executive Drive, Suite 300, San Diego CA 92121, United States DESCRIPTION: 100% of owner used for marketing purposes (3) RENTAL PROPERTY POSITION: Independent Contractor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2022 ADDRESS: Coronado CA 92118, United States DESCRIPTION: Rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-21 |
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