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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-08
  • CA RA
    APPROVED
    Since 2021-09-08

Branch Locations

4727 Executive Drive Suite 300, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc. San Diego CA 05/1996 09/2021
Independent Financial Group San Diego CA 09/2021 Present
  • 05/1996 → 09/2021
    Hornor, Townsend & Kent, Inc.
    San Diego, CA
  • 09/2021 → Present
    Independent Financial Group
    San Diego, CA
Previous Registrations
Other Businesses

(1) SHARP HEALTH CARE FOUNDATION POSITION: Chair Emeritus NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2006 ADDRESS: 8695 SPECTRUM CENTER BLVD, SAN DIEGO CA 92123, United States DESCRIPTION: Attend meetings and functions for philanthropy (2) COMPREHENSIVE FINANCIAL GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 05/01/1996 ADDRESS: 4727 Executive Drive, Suite 300, San Diego CA 92121, United States DESCRIPTION: 100% of owner used for marketing purposes (3) RENTAL PROPERTY POSITION: Independent Contractor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2022 ADDRESS: Coronado CA 92118, United States DESCRIPTION: Rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-21
  • S66 Uniform Combined State Law Examination
    2003-07-21

View on SEC IAPD

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