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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
Branch Locations
2878 Johnson Ferry Road Suite 100, Marietta, GA 30062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Marrietta | GA | 10/1972 | 11/2024 |
| Prudential Insurance Company Of America | Marrietta | GA | 10/1972 | Present |
| Lpl Enterprise, Llc | Marietta | GA | 11/2024 | Present |
1) 09/30/2024- Objective Financial Solutions, Inc.- Insurance policy commissions and managed money investment fees- Business Entity For Tax/Investment Purposes Only- Not INV Related- Marietta, GA- Start Date 02/06/2007- 120hrs/mth- 90hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-17 |
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