Christopher Wayne Kwame Clarke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 08/2024
  Bank Of America, N.A.
  Farmington, CT
• 10/2015 → 08/2024
  Merrill Lynch, Pierce, Fenner & Smith Inc
  Farmington, CT
• 08/2024 → 08/2025
  Key Investment Services Llc
  Brooklyn, OH
• 08/2025 → Present
  Lpl Financial Llc
  Glastonbury, CT
• 08/2025 → Present
  Webster Bank
  Glastonbury, CT

Previous Registrations

• 2024-08-12 → 2025-09-03
  Key Investment Services Llc
  Manchester, CT
  Brooklyn, OH
  Glastonbury, CT
• 2015-10-30 → 2024-08-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cheshire, CT
  New Haven, CT
  Cheshire, CT
  Farmington, CT
  Avon, CT
  Greenwich, CT
  Paramus, NJ
  West Hartford, CT
  New York, NY
  West Hartford, CT
• 2012-03-01 → 2015-10-26
  Virtus Investment Advisers, Llc
  Hartford, CT
• 2002-09-18 → 2004-07-23
  Voya Financial Partners, Llc
  Hartford, CT

Other Businesses

1. 08/18/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Inv Rel - At Reported Business Location(s) 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-01
• S63 Uniform Securities Agent State Law Examination
  1999-04-13

Other Names

• Chirstopher Wayne Kwame Clarke
• Christopher Clarke