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James Edward Pede

Cetera Investment Advisers LLC

West Des Moines, IA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-01
IA RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2022-11-01
  • IA RA
    APPROVED
    Since 2020-11-12

Branch Locations

1200 Valley West Dr., Ste 202, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. West Des Moines IA 05/2008 09/2022
First Allied Advisory Services, Inc. West Des Moines IA 05/2008 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc West Des Moines IA 09/2022 Present
  • 05/2008 → 09/2022
    First Allied Securities, Inc.
    West Des Moines, IA
  • 05/2008 → 11/2020
    First Allied Advisory Services, Inc.
    West Des Moines, IA
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    West Des Moines, IA
Previous Registrations
  • 2007-01-03 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    West Des Moines, IA
  • 1999-01-06 → 2007-01-03
    Ffp Advisory Services Inc
    West Des Moines, IA
Other Businesses

1. INSURANCE - AGENT 2. LUTHERAN CHURCH OF HOPE - USHER/GREETER 3. PEDE & STRAND FINANCIAL SERVICES; DBA; SELF-EMPLOYED;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-22
S63 Uniform Securities Agent State Law Examination 1984-01-10
  • S65 Uniform Investment Adviser Law Examination
    1999-09-22
  • S63 Uniform Securities Agent State Law Examination
    1984-01-10
Designations
Other Names
  • Jim E Pede

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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