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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-08-07 |
| NY | RA | APPROVED | 2024-04-15 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Llc | Purchase | NY | 11/2009 | 02/2023 |
| Ubs Financial Services Inc. | New York | NY | 07/2023 | Present |
| Unemployed | New York | NY | 02/2023 | 07/2023 |
Bioferment Technology , Florida United States , Household Goods & Textiles, developing and distributing non toxic products for commercial usage , Member of Board of directors ,Advise on business operations 6 Start date 6/1/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-21 |
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