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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-07-16 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
6719 Perkins Rd, Baton Rouge, LA 70808-4297 • United States
Baton Rouge, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Baton Rouge | LA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Baton Rouge | LA | 03/2020 | Present |
Business Ownership; Billings Tax Services; Tax Preparer; Tax Preparation as an EA - Enrolled Agent; 1106 Leycester Drive, , Baton Rouge, LA, 70808; Not Investment-Related; 02/22/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-13 |
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