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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-10-04 |
| TX | RA | APPROVED_RES | 2016-03-31 |
| SC | RA | APPROVED | 2016-03-30 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
300 Drayton St [Satellite], Savannah, GA 31401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 03/2016 | Present |
WARLAND FAMILY PARTNERSHIP; INV RELATED; LURAY, SC; HOLDING COMPANY FOR FAMILY LAND AND INVESTMENTS; 25% OWNERSHIP; START 1/1/2003; 1 HOUR PER MONTH, 0 DURING TRADING; MAKE OWNERSHIP DECISIONS. MILLENNIUM PRIVATE WEALTH LLC, INV RELATED, CHARLESTON, SC, 18.27% OWNERSHIP, START 9/5/2023, 200 HOURS PER MONTH, 6 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR WARCAP LLC 401K, INV RELATED, DANIEL ISLAND, SC, START 3/24/2016, 160 HRS/MONTH, 90 HRS DURING TRADING, FINET PRACTICE 401K. WARCAP,LLC; INVESTMENT RELATED; DANIEL ISLAND,SC; 100% OWNERSHIP; START 3/24/2016; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 90; PRINCIPAL,MEMBER, AND MANAGER. BMRH HOLDINGS, LLC, INVT RELATED, CHARLESTON, SC, 25% OWNERSHIP, START 9/30/2020. 5 HRS PER MONTH, 0 HRS DURING TRADING, HOLDING FINET BUILDING. WANDO FARMS, LLC; NOT INVESTMENT RELATED; MT. PLEASANT,SC; 7.15% OWNERSHIP; START 10/1/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; LAND OWNERSHIP. RENTAL PROPERTY, INVT RELATED, MARS HILL, NC, 100% OWNERSHIP HELD IN TRUST, START 1/1/2007, 1 HR PER MONTH, 1 HR DURING TRADING, COLLECT RENT. 225 SEVEN FARMS SQUARE POA, NOT INV RELATED, CHARLESTON, SC, BOARD MEMBER, START 1/1/2023, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, BUILDING MAINTNANCE, HIRING SERVICE WORKERS, AND VOTING ON TENANT ISSUES. MILLENNIUM LEGACY PARTNERS LLC; INV. RELATED; CHARLESTON, SC; 22.5% OWNERSHIP; START 9/15/2023; 10 HRS PER MONTH; 5 HRS DURING TRADING; DUTIES MANAGER, COORDINATE AND EXECUTE ADMINISTRATIVE DUTIES. MILLENIUM GROWTH PARTNERS; INV RELATED; CHARLESTON,SC; MERCHANT CASH AND STOCK AGREEMENT;11% OWNERSHIP; START DATE: 12/12/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING; | BLUE MIST RACING ; NOT INV RELATED; CHARLESTON,SC; HORSE OWNERSHIP;10% OWNERSHIP; START DATE: 01/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-19 |
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